by Kit Legal | Apr 22, 2021 | AFSL
Prepared by Kate Le Gallez & Catherine Evans. The Government has released draft legislation to establish a new disciplinary system for financial advisers and an annual registration requirement designed to increase accountability in the...
by Kit Legal | Apr 1, 2021 | AFSL
If my firm is considering getting its own AFSL, can the Responsible Manager (RM) also be a principal or director of the business? Yes, and in our experience, the RM would usually be a principal or director of the business. To be a RM you need to have advice...
