Our Products & Services
Easy to access, subscription based compliance products and services to reduce the burden of regulation on your firm.
Digital Compliance Platform (DCP)
Building on a proven ability to understand the commercial needs of licensees within the context of fulfilling regulatory obligations, our legal team has developed a tailored online compliance solution – the Digital Compliance Platform (DCP). The DCP houses all the content required to ensure that the onerous task of managing regulatory compliance is a problem of the past. With the aim to “make complex stuff simple”, the DCP provides ASIC and AUSTRAC regulated businesses the space and time to thrive.
AFSL Applications
The process of obtaining an Australian Financial Services Licence may seem daunting, but we can help! Our team of experts work with ASIC on many AFSL applications and boasts a 100% success rate since 2017. We specialise in assisting with acquiring Financial Planning and Wholesale AFSLs and know what needs to be provided and how to make the process as stress-free and painless as possible.
Latest Resources
Self-Licensing Case Studies: Results from an Adviser Survey
Prepared by Kit Legal with feedback from their wonderful clients. The Journey to Self-Licensing: What We Learned...
DBFO update – finally!
The Delivering Better Financial Outcomes (DBFO) legislation received Royal Assent meaning that the FSG changes are now...
SMSFs as wholesale clients: a continuing sea of grey
The confusion and debate about wholesale clients and in particular, when a SMSF trustee can be a wholesale client,...