Our Products & Services
Easy to access, subscription based compliance products and services to reduce the burden of regulation on your firm.
Digital Compliance Platform (DCP)
Building on a proven ability to understand the commercial needs of licensees within the context of fulfilling regulatory obligations, our legal team has developed a tailored online compliance solution – the Digital Compliance Platform (DCP). The DCP houses all the content required to ensure that the onerous task of managing regulatory compliance is a problem of the past. With the aim to “make complex stuff simple”, the DCP provides ASIC and AUSTRAC regulated businesses the space and time to thrive.
AFSL Applications
The process of obtaining an Australian Financial Services Licence may seem daunting, but we can help! Our team of experts work with ASIC on many AFSL applications and boasts a 100% success rate since 2017. We specialise in assisting with acquiring Financial Planning and Wholesale AFSLs and know what needs to be provided and how to make the process as stress-free and painless as possible.
Latest Resources
I’m already enrolled with AUSTRAC so I don’t need to do anything for these new laws that apply from 31 March
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I’m currently Item 54 only – I don’t think it really matters if I provide any additional designated services as I already have a
See video below
If I don’t have a trust account I won’t be impacted by AML CTF
See video below
